| Huaan Securities (Hong Kong) Brokerage Limited | RO | Advising on securities | 2021-11-17 | - |
| RO | Dealing in securities | 2021-11-17 | - |
| Huaan Securities (Hong Kong) Futures Limited | RO | Advising on futures contracts | 2021-11-17 | - |
| RO | Dealing in futures contracts | 2021-11-17 | - |
| Azure Lion International Securities Company Limited | RO | Advising on securities | 2017-12-19 | 2021-06-09 |
| Zhonghao International Investment Consulting Co., Limited | RO | Advising on futures contracts | 2017-12-19 | 2021-06-09 |
| Azure Lion International Securities Company Limited | RO | Dealing in securities | 2017-12-08 | 2021-06-09 |
| Zhonghao International Futures Co., Limited | RO | Dealing in futures contracts | 2017-12-08 | 2021-06-09 |
| Azure Lion International Securities Company Limited | Rep | Dealing in securities | 2017-06-02 | 2017-12-08 |
| Zhonghao International Futures Co., Limited | Rep | Dealing in futures contracts | 2017-06-02 | 2017-12-08 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-09-07 | 2017-05-29 |
| Rep | Leveraged foreign exchange trading | 2010-09-07 | 2017-05-29 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-09-07 | 2017-05-29 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2009-11-16 | 2010-08-19 |
| Rep | Dealing in futures contracts | 2009-08-04 | 2010-08-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-04 | 2010-08-19 |