| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | Advising on securities | 2017-09-28 | - |
| Rep | Dealing in securities | 2017-09-28 | - | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Dealing in securities | 2011-11-11 | 2017-06-30 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-05-16 | 2017-06-30 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-05-16 | 2011-11-11 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2011-03-01 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-29 | 2011-03-01 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2003-04-01 | 2004-11-18 |
| Rep | Asset management | 2003-04-01 | 2004-11-18 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2010-02-19 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-11-18 |
| Rep | Advising on securities | 2003-04-01 | 2004-11-18 | |
| Rep | Asset management | 2003-04-01 | 2004-11-18 | |
| Rep | Dealing in securities | 2003-04-01 | 2011-03-01 |
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