| MAX GIANT LIMITED | RO | Advising on securities | 2019-02-26 | 2022-12-16 |
| RO | Asset management | 2018-09-12 | 2022-12-16 |
| Rep | Asset management | 2018-07-06 | 2018-09-12 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Advising on securities | 2018-05-15 | 2018-06-08 |
| Everbright Securities Investment Services (HK) Limited | RO | Advising on securities | 2018-05-15 | 2018-06-08 |
| CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2017-11-23 | 2018-06-08 |
| Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2017-11-23 | 2018-06-08 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2015-05-11 | 2018-06-08 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Dealing in securities | 2015-05-11 | 2018-06-08 |
| Rep | Dealing in securities | 2014-09-05 | 2015-05-11 |
| RO | Dealing in securities | 2011-10-04 | 2014-09-05 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-05-19 | 2015-05-11 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-05-19 | 2011-10-04 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2010-12-06 | 2011-03-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-12-06 | 2011-03-28 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-11-29 | 2009-05-14 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | - | 2004-11-23 |
| Rep | Asset management | - | 2004-11-23 |
| Rep | Dealing in futures contracts | - | 2009-05-14 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-11-23 |
| Rep | Advising on futures contracts | - | 2004-11-23 |
| Rep | Advising on securities | - | 2004-11-23 |
| Rep | Asset management | - | 2004-11-23 |
| Rep | Dealing in futures contracts | - | 2009-05-14 |
| Rep | Dealing in securities | - | 2009-05-14 |