Personnel SFC Licences and HKMA Registrations (ID 73221)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-09-28	-
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2017-09-28	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-09-28	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2005-03-29	2024-12-31
	Rep	Leveraged foreign exchange trading	2005-03-29	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2005-03-29	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2004-03-18	2005-03-24
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2004-03-18	2005-03-24
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-01-19	2005-03-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.