Personnel SFC Licences and HKMA Registrations (ID 73223)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-09-25	-
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2017-09-25	2025-06-20
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-09-25	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2004-01-02	2024-12-31
	Rep	Advising on futures contracts	2003-04-01	2003-06-11
	Rep	Asset management	2003-04-01	2003-06-11
	Rep	Dealing in futures contracts	2003-04-01	2024-12-31
CHINA EVERBRIGHT FOREX LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2004-03-19
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2003-06-11
	Rep	Advising on securities	2003-04-01	2003-06-11
	Rep	Asset management	2003-04-01	2003-06-11
	Rep	Providing automated trading services	2003-04-01	2003-06-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.