| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-04-01 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-04-01 | - |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-01-16 | 2022-03-16 |
| Rep | Dealing in securities | 2018-01-16 | 2022-03-16 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2017-12-29 |
| Rep | Dealing in securities | 2015-05-06 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-05-06 | 2017-12-29 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-06-03 |
| Rep | Asset management | 2003-04-01 | 2003-06-03 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2015-04-28 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-06-03 |
| Rep | Advising on securities | 2003-04-01 | 2003-06-03 |
| Rep | Asset management | 2003-04-01 | 2003-06-03 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-06-03 |
| Rep | Dealing in securities | 2003-04-01 | 2015-04-28 |