Personnel SFC Licences and HKMA Registrations (ID 73231)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT RESEARCH LIMITED	RO	Advising on securities	2004-08-11	2014-07-01
	Rep	Advising on securities	2003-06-06	2004-08-11
	RO	Advising on securities	-	2003-06-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.