Personnel Hong Kong SFC License Details (ID 73236)

Personnel Hong Kong SFC License Details (ID 73236)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-09-19	-
KGI ASIA LIMITED	Rep	Dealing in securities	2023-08-04	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2020-01-16	2023-06-30
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2020-01-16	2023-06-30
	RO	Dealing in securities	2017-11-03	2020-01-16
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Dealing in securities	2007-12-18	2020-01-16
	Rep	Dealing in securities	2007-10-09	2007-12-18
CITIC Securities Brokerage (HK) Limited	RO	Providing automated trading services	2003-04-01	2004-03-11
	RO	Dealing in securities	2003-04-01	2007-09-20