Personnel SFC Licences and HKMA Registrations (ID 73241)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2012-03-07	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-06-15	2012-03-02
ONE CHINA SECURITIES LIMITED	Rep	Dealing in securities	2008-06-25	2010-06-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.