Personnel Hong Kong SFC License Details (ID 73248)

Personnel Hong Kong SFC License Details (ID 73248)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-10-02	-
	Rep	Dealing in securities	2019-09-17	-
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-09-17	-
AFG Securities Limited	Rep	Dealing in securities	2017-11-21	2019-08-04
Alpha Financial Group Limited	Rep	Dealing in securities	2017-11-21	2019-08-04
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2017-06-27	2017-10-28
	Rep	Advising on securities	2017-06-27	2017-10-28
	Rep	Dealing in securities	2017-05-19	2017-10-28
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-05-10	2017-04-30