Personnel SFC Licences and HKMA Registrations (ID 73268)

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JT CAPITAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-01-08	-
	RO	Asset management	2026-01-08	-
Changjiang Securities Brokerage (HK) Limited	RO	Advising on futures contracts	2016-07-26	2024-06-10
	RO	Dealing in futures contracts	2016-07-26	2024-06-10
Changjiang Asset Management (HK) Limited	RO	Advising on securities	2014-04-04	2024-06-10
	RO	Asset management	2014-04-04	2024-06-10
Changjiang Futures (HK) Limited	RO	Advising on futures contracts	2014-01-03	2024-06-10
	RO	Dealing in futures contracts	2014-01-03	2024-06-10
Changjiang Securities Brokerage (HK) Limited	RO	Advising on securities	2014-01-03	2024-06-10
	RO	Dealing in securities	2014-01-03	2024-06-10
CHINA FINANCE HOLDINGS LIMITED	RO	Dealing in securities	2011-08-25	2013-02-15
Finet Securities Limited	RO	Dealing in futures contracts	2010-06-14	2013-02-15
	RO	Dealing in securities	2010-06-14	2013-02-15
	Rep	Dealing in futures contracts	2010-03-22	2010-06-14
	Rep	Dealing in securities	2010-03-22	2010-06-14
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2008-03-26	2010-03-12
CINDA INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2005-12-22	2010-03-12
CINDA INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	2003-04-01	2003-07-29
	RO	Asset management	2003-04-01	2003-07-29
	RO	Dealing in futures contracts	2003-04-01	2010-03-12
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-29
	Rep	Advising on securities	2003-04-01	2003-07-29
	Rep	Asset management	2003-04-01	2003-07-29
	Rep	Providing automated trading services	2003-04-01	2003-07-29
	Rep	Dealing in securities	2003-04-01	2005-12-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.