| M&F ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-02-16 | - |
| RO | Asset management | 2023-02-16 | - |
| RO | Dealing in securities | 2023-02-16 | - |
| Greenland (Asia) Securities Co., Limited | RO | Advising on securities | 2022-03-30 | 2022-12-14 |
| RO | Asset management | 2022-03-30 | 2022-12-14 |
| Rep | Advising on securities | 2022-02-24 | 2022-03-30 |
| Rep | Asset management | 2022-02-24 | 2022-03-30 |
| KuCoin Asset Management Limited | RO | Asset management | 2020-09-28 | 2021-04-16 |
| KuCoin Commodity Futures Limited | RO | Dealing in futures contracts | 2020-09-28 | 2021-04-16 |
| KuCoin HK Limited | RO | Advising on securities | 2020-09-28 | 2021-04-16 |
| RO | Dealing in securities | 2020-09-28 | 2021-04-16 |
| Fargo Space Partners Limited | RO | Advising on securities | 2020-04-14 | 2020-04-30 |
| RO | Asset management | 2020-04-14 | 2020-04-30 |
| M&F ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-06-11 | 2019-05-31 |
| RO | Asset management | 2018-06-11 | 2019-05-31 |
| RO | Dealing in securities | 2018-06-11 | 2019-05-31 |
| Sun International Investment Services Limited | RO | Advising on securities | 2016-11-15 | 2017-10-31 |
| RO | Asset management | 2016-11-15 | 2017-10-31 |
| RO | Dealing in securities | 2016-11-15 | 2017-10-31 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2014-08-25 | 2016-05-04 |
| RO | Dealing in futures contracts | 2013-12-16 | 2016-05-04 |
| RO | Dealing in securities | 2013-12-16 | 2016-05-04 |
| Imperium International Asset Management Limited | RO | Advising on futures contracts | 2013-10-02 | 2016-05-31 |
| RO | Advising on securities | 2013-10-02 | 2016-05-31 |
| RO | Asset management | 2013-10-02 | 2016-05-31 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RO | Advising on futures contracts | 2011-10-04 | 2013-09-17 |
| RO | Dealing in futures contracts | 2011-10-04 | 2013-09-17 |
| Rep | Advising on futures contracts | 2011-08-23 | 2011-10-04 |
| Rep | Dealing in futures contracts | 2011-08-23 | 2011-10-04 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2011-03-14 | 2013-09-17 |
| RO | Asset management | 2011-03-14 | 2013-09-17 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Dealing in securities | 2011-03-14 | 2013-09-17 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-01-06 | 2011-03-14 |
| Rep | Asset management | 2011-01-06 | 2011-03-14 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-06 | 2011-03-14 |
| FT Securities Limited | RO | Advising on futures contracts | 2005-09-22 | 2010-12-16 |
| RO | Dealing in futures contracts | 2005-09-22 | 2010-12-16 |
| JEFFERIES BACHE (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2005-02-08 | 2005-10-04 |
| FT Securities Limited | RO | Advising on corporate finance | 2003-04-01 | 2004-12-07 |
| RO | Advising on securities | 2003-04-01 | 2010-12-16 |
| RO | Asset management | 2003-04-01 | 2010-12-16 |
| RO | Dealing in securities | 2003-04-01 | 2010-12-16 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-12-07 |
| Rep | Asset management | 2003-04-01 | 2004-12-07 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-02-08 |