Personnel Hong Kong SFC License Details (ID 73281)

Personnel Hong Kong SFC License Details (ID 73281)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Asset Management (Hong Kong) Limited	Rep	Asset management	2025-04-25	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2018-11-15	-
	Rep	Dealing in securities	2018-11-15	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2010-11-22	2011-09-30
	Rep	Asset management	2010-11-22	2011-09-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2010-11-22	2011-09-30
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2004-05-22	2010-10-31
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2004-02-25	2004-05-05