Personnel Hong Kong SFC License Details (ID 73284)

Personnel Hong Kong SFC License Details (ID 73284)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WEST BULL SECURITIES LIMITED	RO	Dealing in securities	2022-08-25	-
	RO	Advising on securities	2021-05-07	-
	RO	Asset management	2021-05-07	-
SBI China Capital Asset Management Limited	RO	Advising on securities	2018-09-18	2021-04-15
	RO	Asset management	2016-03-02	2021-04-15
	Rep	Asset management	2015-12-31	2016-03-02
China Innovation Capital Limited	RO	Advising on securities	2015-03-20	2015-11-30
	RO	Asset management	2015-03-20	2015-11-30
Safari Asia Limited	RO	Advising on securities	2012-09-03	2015-03-12
	RO	Asset management	2012-09-03	2015-03-12
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2008-11-24	2012-02-20
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Asset management	2006-07-04	2008-12-31
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2006-07-04	2012-02-20
GRAND ALLIANCE ASSET MANAGEMENT LIMITED	Rep	Asset management	2005-02-15	2006-06-13