Personnel Hong Kong SFC License Details (ID 73288)

Personnel Hong Kong SFC License Details (ID 73288)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Asset management	2007-11-26	2008-12-31
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2007-11-26	2012-05-30
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-04-24	2007-11-09
Newedge Broker Limited	Rep	Providing automated trading services	2006-04-26	2007-04-02
	Rep	Dealing in futures contracts	2006-04-26	2007-04-02
	Rep	Dealing in securities	2006-04-26	2007-04-02