Personnel Hong Kong SFC License Details (ID 73297)

Personnel Hong Kong SFC License Details (ID 73297)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Springs Capital (Hong Kong) Limited	RO	Dealing in securities	2025-12-30	-
	Rep	Dealing in securities	2021-04-20	2025-12-30
	Rep	Advising on securities	2013-03-26	-
	Rep	Asset management	2013-03-26	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2010-12-28	2012-07-30
Frontier Asia Capital Hong Kong Limited	Rep	Advising on securities	2009-07-27	2010-08-31
	Rep	Asset management	2009-06-08	2010-08-31
ADEPT CAPITAL PARTNERS ADVISERS LIMITED	Rep	Asset management	2008-08-20	2008-12-10