| Harview Partners Limited | RO | Advising on securities | 2024-12-17 | - |
| RO | Asset management | 2024-12-17 | - |
| ZH SECURITIES LIMITED | RO | Dealing in futures contracts | 2024-02-16 | 2024-05-31 |
| RO | Advising on securities | 2023-03-31 | 2024-05-31 |
| RO | Asset management | 2023-03-31 | 2024-05-31 |
| RO | Dealing in securities | 2023-03-31 | 2024-05-31 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-12-02 | 2023-01-13 |
| Rep | Dealing in futures contracts | 2021-12-02 | 2023-01-13 |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-12-02 | 2022-07-08 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-09-27 | 2023-01-13 |
| Rep | Dealing in securities | 2021-09-27 | 2023-01-13 |
| MAGIC COMPASS SECURITIES LIMITED | RO | Advising on securities | 2021-01-15 | 2021-08-10 |
| RO | Asset management | 2021-01-15 | 2021-08-10 |
| RO | Dealing in securities | 2020-02-04 | 2021-08-10 |
| Rep | Dealing in securities | 2020-01-06 | 2020-02-04 |
| Lapland Securities Limited | Rep | Advising on securities | 2019-09-13 | 2019-12-20 |
| Rep | Asset management | 2019-09-13 | 2019-12-20 |
| Rep | Dealing in securities | 2019-09-13 | 2019-12-20 |
| M&F ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-03-20 | 2019-05-10 |
| Rep | Advising on securities | 2019-01-07 | 2019-05-10 |
| Rep | Dealing in securities | 2019-01-07 | 2019-05-10 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-05-05 | 2012-08-25 |
| Rep | Asset management | 2011-05-05 | 2012-08-25 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-05 | 2012-08-25 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-10-14 | 2011-04-01 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-10-14 | 2011-04-01 |
| Rep | Dealing in securities | 2010-10-14 | 2011-04-01 |
| Rep | Dealing in securities | 2003-10-17 | 2007-06-22 |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-15 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-15 |
| Rep | Asset management | 2003-04-01 | 2003-10-15 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-15 |
| Rep | Dealing in securities | 2003-04-01 | 2007-06-22 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-13 |
| Rep | Asset management | 2003-04-01 | 2003-10-13 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2007-06-22 |