| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Expecta Capital Limited | RO | Advising on securities | 2022-12-30 | - |
| RO | Asset management | 2022-12-30 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Dealing in securities | 2011-03-14 | 2012-08-31 |
| Rep | Dealing in securities | 2009-07-22 | 2011-03-14 | |
| RO | Dealing in securities | 2007-03-15 | 2009-07-22 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-01-27 |
| Rep | Advising on securities | 2003-04-01 | 2005-01-27 | |
| Rep | Asset management | 2003-04-01 | 2005-01-27 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-01-27 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-01-27 |
| Rep | Advising on securities | 2003-04-01 | 2005-01-27 | |
| Rep | Asset management | 2003-04-01 | 2005-01-27 | |
| Rep | Dealing in securities | 2003-04-01 | 2007-03-15 |
No HKMA registrations in the collected records.