| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-07-13 | - |
| Rep | Dealing in futures contracts | 2015-07-13 | - | |
| Rep | Dealing in securities | 2015-07-13 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-08-15 | 2015-04-30 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-29 | 2015-04-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2007-05-15 | 2007-08-09 |
| Rep | Dealing in futures contracts | 2005-08-12 | 2007-08-09 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-12 | 2007-08-09 |
No HKMA registrations in the collected records.