Personnel Hong Kong SFC License Details (ID 73328)

Personnel Hong Kong SFC License Details (ID 73328)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2013-04-25	2014-06-21
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2013-04-25	2014-06-21
ORIENTAL PATRON SECURITIES LIMITED	Rep	Dealing in securities	2012-07-03	2013-03-01
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2009-12-10	2012-04-30
JVSakk Asset Management Limited	Rep	Advising on securities	2008-10-27	2009-07-06
	Rep	Asset management	2008-10-27	2009-07-06