| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Advising on securities | 2017-09-01 | 2020-12-01 |
| RO | Dealing in securities | 2017-09-01 | 2020-12-01 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Advising on futures contracts | 2016-12-16 | 2020-12-01 |
| Rep | Dealing in futures contracts | 2016-12-16 | 2020-12-01 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2015-05-12 | 2016-05-23 |
| Rep | Advising on securities | 2015-05-12 | 2017-09-01 | |
| Rep | Dealing in securities | 2015-05-12 | 2017-09-01 | |
| Rep | Advising on corporate finance | 2008-11-11 | 2012-04-30 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2003-11-11 | 2008-11-06 |