Personnel Hong Kong SFC License Details (ID 73346)

Personnel Hong Kong SFC License Details (ID 73346)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on corporate finance	2018-01-26	2024-08-15
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-02-18	2018-06-21
	RO	Advising on securities	2015-08-31	2016-02-18
	Rep	Advising on securities	2015-04-23	2015-08-31
	RO	Advising on securities	2014-11-11	2015-04-23
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on securities	2011-10-03	2024-08-15
	RO	Dealing in securities	2011-10-03	2024-08-15
	Rep	Advising on securities	2010-07-13	2011-10-03
	Rep	Dealing in securities	2010-07-13	2011-10-03