| Hillstone Capital Limited | RO | Advising on securities | 2026-03-11 | - |
| RO | Asset management | 2026-03-11 | - |
| Stellaris Asset Management Limited | RO | Advising on securities | 2024-07-30 | 2026-03-02 |
| RO | Asset management | 2024-07-30 | 2026-03-02 |
| Rep | Advising on securities | 2024-07-03 | 2024-07-30 |
| Rep | Asset management | 2024-07-03 | 2024-07-30 |
| Linkways Asset Management Limited | RO | Asset management | 2024-04-30 | 2024-05-19 |
| Linkways Investment Management Limited | RO | Advising on securities | 2024-04-30 | 2024-05-19 |
| Glory Profit Capital Limited | RO | Advising on securities | 2021-08-19 | 2024-02-28 |
| RO | Asset management | 2021-08-19 | 2024-02-28 |
| FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2020-05-26 | 2021-06-15 |
| RO | Asset management | 2020-05-26 | 2021-06-15 |
| China Centre City Global Capital Limited | RO | Advising on securities | 2018-06-07 | 2019-08-26 |
| RO | Asset management | 2018-06-07 | 2019-08-26 |
| NFH Securities and Futures Limited | RO | Advising on futures contracts | 2016-08-25 | 2018-01-31 |
| RO | Dealing in futures contracts | 2016-08-25 | 2018-01-31 |
| PRIME HARVEST CAPITAL LIMITED | RO | Advising on securities | 2015-10-16 | 2018-01-31 |
| RO | Asset management | 2015-10-16 | 2018-01-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2013-06-03 | 2014-12-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2012-07-13 | 2014-12-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2012-04-27 | 2014-12-31 |
| RO | Asset management | 2012-04-27 | 2014-12-31 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RO | Advising on futures contracts | 2011-04-26 | 2011-10-28 |
| RO | Dealing in futures contracts | 2011-04-26 | 2011-10-28 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-12-21 | 2011-10-28 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Dealing in securities | 2009-10-12 | 2010-06-14 |
| Rep | Dealing in securities | 2009-01-23 | 2009-10-12 |
| RO | Advising on securities | 2008-05-22 | 2010-06-14 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2008-03-05 | 2010-06-14 |
| RO | Dealing in futures contracts | 2007-11-29 | 2010-06-14 |
| GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2007-11-28 | 2010-06-14 |
| CNCB (Hong Kong) Capital Limited | RO | Asset management | 2006-09-06 | 2007-09-22 |
| Zhonghao International Futures Co., Limited | RO | Dealing in futures contracts | 2004-07-07 | 2007-09-22 |
| AIM Y.K. HUI INVESTMENT CONSULTANTS LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-11-10 |
| Rep | Advising on futures contracts | 2003-04-01 | 2007-09-22 |
| Rep | Advising on securities | 2003-04-01 | 2007-09-22 |
| Rep | Asset management | 2003-04-01 | 2007-09-22 |
| Zhonghao International Futures Co., Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-09-19 |
| Rep | Asset management | 2003-04-01 | 2003-09-19 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-07-07 |