| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Expecta Capital Limited | RO | Advising on securities | 2022-01-14 | - |
| RO | Asset management | 2022-01-14 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-10-21 | 2021-08-31 |
| Rep | Asset management | 2020-09-04 | 2021-08-31 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Dealing in securities | 2017-09-19 | 2021-08-31 |
| RO | Advising on securities | 2014-02-24 | 2020-10-21 | |
| Rep | Advising on securities | 2010-04-01 | 2014-02-24 | |
| Rep | Dealing in securities | 2005-01-19 | 2017-09-19 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-01-19 |
| Rep | Advising on securities | 2003-04-01 | 2005-01-19 | |
| Rep | Asset management | 2003-04-01 | 2005-01-19 |
No HKMA registrations in the collected records.