Personnel Hong Kong SFC License Details (ID 73364)

Personnel Hong Kong SFC License Details (ID 73364)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2018-06-22	2023-11-17
	Rep	Advising on securities	2010-03-30	2023-11-17
	Rep	Dealing in securities	2010-03-30	2023-11-17
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2005-04-22	2008-11-29
	Rep	Advising on securities	2003-09-02	2005-04-22
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Asset management	-	2003-08-25
	Rep	Advising on corporate finance	-	2003-08-27
	Rep	Advising on securities	-	2003-08-27