Guo, Haiyan (SFC:AIQ935) 郭海燕

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2010-04-01	-
	Rep	Dealing in securities	2005-02-03	-
	Rep	Advising on corporate finance	2003-04-01	2005-01-19
	Rep	Asset management	2003-04-01	2005-01-19
	Rep	Advising on securities	2003-04-01	2005-02-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2010-04-01	-
	Rep	Dealing in securities	2005-02-03	-
	Rep	Advising on corporate finance	2003-04-01	2005-01-19
	Rep	Asset management	2003-04-01	2005-01-19
	Rep	Advising on securities	2003-04-01	2005-02-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.