| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| 9M Stone Capital Limited | RO | Advising on securities | 2020-07-17 | - |
| RO | Asset management | 2016-05-03 | - | |
| Capula Investment Management Asia Limited | Rep | Asset management | 2015-08-28 | 2015-09-15 |
| Rep | Dealing in securities | 2015-08-28 | 2015-09-15 | |
| RO | Asset management | 2014-02-18 | 2015-08-28 | |
| RO | Dealing in securities | 2014-02-18 | 2015-08-28 | |
| Rep | Asset management | 2014-02-06 | 2014-02-18 | |
| Rep | Dealing in securities | 2014-02-06 | 2014-02-18 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Advising on securities | 2012-05-29 | 2014-01-30 |
| RO | Dealing in securities | 2012-03-14 | 2014-01-30 | |
| Rep | Advising on securities | 2011-08-03 | 2012-05-29 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2011-04-16 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-04-20 | 2008-09-29 |
No HKMA registrations in the collected records.