| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| LOTUS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2025-08-01 | - |
| RO | Asset management | 2025-08-01 | - | |
| Rep | Advising on securities | 2025-06-18 | 2025-08-01 | |
| Rep | Asset management | 2025-06-18 | 2025-08-01 | |
| GROW Asset Management (HK) Limited | RO | Advising on securities | 2023-03-09 | 2025-04-15 |
| RO | Asset management | 2023-02-02 | 2025-04-15 | |
| BOCOM International Securities Limited | RO | Advising on securities | 2019-04-01 | 2022-05-01 |
| Rep | Advising on securities | 2018-05-18 | 2019-04-01 | |
| RO | Advising on securities | 2017-10-06 | 2018-05-18 | |
| Rep | Advising on securities | 2012-06-06 | 2017-10-06 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2011-03-28 | 2011-11-13 |
| Rep | Dealing in securities | 2011-03-28 | 2011-11-13 |
No HKMA registrations in the collected records.