Personnel SFC Licences and HKMA Registrations (ID 73380)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Starlight Capital Limited (HK)	Rep	Advising on corporate finance	2024-09-25	-
Starlight Securities Limited	Rep	Advising on securities	2024-09-25	-
	Rep	Dealing in securities	2024-09-25	-
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2015-12-29	2022-09-30
	Rep	Advising on securities	2015-12-29	2022-09-30
	Rep	Dealing in securities	2015-12-29	2022-09-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2011-10-19	2015-09-15
	Rep	Dealing in securities	2011-10-19	2015-09-15
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2008-10-09	2011-10-04
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	2004-10-05	2008-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.