Personnel Hong Kong SFC License Details (ID 73394)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2011-07-15	2012-07-20
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2011-07-15	2012-07-20
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2011-07-15	2012-07-20
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Providing automated trading services	2009-02-20	2011-04-20
	Rep	Dealing in securities	2004-05-24	2011-04-20
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2004-05-24	2011-04-20