Personnel Hong Kong SFC License Details (ID 73395)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2010-03-29	2013-09-06
	Rep	Dealing in securities	2010-01-29	2013-09-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on futures contracts	2009-01-30	2009-12-12
	Rep	Advising on securities	2009-01-30	2009-12-12
	Rep	Dealing in securities	2005-03-29	2009-12-12