Personnel SFC Licences and HKMA Registrations (ID 73411)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on corporate finance	2022-12-28	-
	RO	Dealing in securities	2022-12-28	-
	Rep	Advising on corporate finance	2012-06-01	2022-12-28
	Rep	Dealing in securities	2008-12-02	2022-12-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.