Ng, Ka Ying (SFC:AFU399) 吳家瑩

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2025-09-25	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2017-09-15	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2010-01-18	-
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2005-04-27	2005-09-16
	Rep	Advising on securities	2005-04-27	2005-09-16

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2025-09-25	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2017-09-15	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2010-01-18	-
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2005-04-27	2005-09-16
	Rep	Advising on securities	2005-04-27	2005-09-16