Personnel Hong Kong SFC License Details (ID 73461)

Personnel Hong Kong SFC License Details (ID 73461)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Unity Asset Management Limited	RO	Advising on securities	2025-03-03	-
	RO	Asset management	2025-03-03	-
Marlin Capital Limited	RO	Advising on securities	2023-08-16	2025-01-31
	RO	Asset management	2023-08-16	2025-01-31
	RO	Dealing in securities	2023-08-16	2025-01-31
Infinite Capital Limited (HK)	RO	Advising on securities	2018-05-29	2021-07-23
	RO	Asset management	2018-05-29	2021-07-23
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2013-01-22	2014-10-09
	Rep	Asset management	2013-01-22	2014-10-09
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2013-01-22	2014-10-09
	Rep	Dealing in securities	2010-08-18	2014-10-09
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-10-13	2010-06-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-13	2010-06-01