Personnel Hong Kong SFC License Details (ID 73463)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2019-08-29	2023-06-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2011-08-25	2012-02-25
	Rep	Dealing in securities	2011-08-25	2012-02-25
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2010-12-15	2011-05-05