| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-04-11 | 2011-08-25 |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-02-02 | 2007-03-21 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2006-02-02 | 2007-03-21 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2003-08-01 | 2006-01-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-08-01 | 2006-01-28 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | - | 2003-05-31 |
| Rep | Advising on securities | - | 2003-05-31 |
| Rep | Asset management | - | 2003-05-31 |
| Rep | Dealing in securities | - | 2003-05-31 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2003-05-31 |
| Rep | Asset management | - | 2003-05-31 |
| Rep | Dealing in futures contracts | - | 2003-05-31 |