Personnel Hong Kong SFC License Details (ID 73468)

Personnel Hong Kong SFC License Details (ID 73468)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CC Kingdom Corporate Finance Limited	Rep	Dealing in securities	2025-02-11	2026-08-21
	Rep	Advising on corporate finance	2022-12-08	2026-08-21
Black Marble Securities Limited	RO	Dealing in securities	2015-07-15	2016-06-04
	Rep	Dealing in securities	2015-07-06	2015-07-15
SKYVAST SECURITIES LIMITED	RO	Dealing in securities	2015-01-30	2015-03-26
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2005-01-19	2012-11-06
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	-	2005-01-19
	Rep	Advising on securities	-	2005-01-19
	Rep	Asset management	-	2005-01-19
	Rep	Dealing in securities	-	2005-01-19