Personnel Hong Kong SFC License Details (ID 73478)

Personnel Hong Kong SFC License Details (ID 73478)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2019-09-13	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2003-06-17	-
Credit Suisse Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2003-05-23
	Rep	Advising on securities	2003-04-01	2003-05-23
	Rep	Asset management	2003-04-01	2003-05-23
	Rep	Providing automated trading services	2003-04-01	2003-05-23
	Rep	Dealing in securities	2003-04-01	2003-05-23