Personnel Hong Kong SFC License Details (ID 73491)

Personnel Hong Kong SFC License Details (ID 73491)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on corporate finance	2023-08-09	2023-12-12
	RO	Advising on securities	2023-08-09	2023-12-12
	RO	Dealing in securities	2023-08-09	2023-12-12
	Rep	Advising on corporate finance	2023-05-08	2023-08-09
	Rep	Advising on securities	2023-05-08	2023-08-09
	Rep	Dealing in securities	2023-05-08	2023-08-09
	Rep	Dealing in securities	2015-03-27	2021-04-12
	Rep	Advising on corporate finance	2008-11-13	2021-04-12
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	2004-08-26	2008-10-16