Personnel Hong Kong SFC License Details (ID 73501)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2015-08-12	2016-01-31
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2014-05-26	2015-05-31
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2010-03-29	2013-12-02
	Rep	Dealing in securities	2007-11-16	2013-12-02