Personnel Hong Kong SFC License Details (ID 73522)

Personnel Hong Kong SFC License Details (ID 73522)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	RO	Advising on corporate finance	2025-03-06	-
	RO	Advising on securities	2025-03-06	-
	RO	Dealing in securities	2025-03-06	-
	Rep	Advising on corporate finance	2025-01-02	2025-03-06
	Rep	Advising on securities	2025-01-02	2025-03-06
	Rep	Dealing in securities	2025-01-02	2025-03-06
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on securities	2016-07-29	2024-11-18
	RO	Dealing in securities	2015-11-20	2024-11-18
	Rep	Advising on securities	2014-01-17	2016-07-29
	RO	Advising on corporate finance	2013-10-21	2024-11-18
	Rep	Dealing in securities	2012-05-31	2015-11-20
	Rep	Advising on corporate finance	2008-10-09	2013-10-21
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	2007-05-30	2008-12-31