Personnel Hong Kong SFC License Details (ID 73530)

Personnel Hong Kong SFC License Details (ID 73530)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GRAND FIRE SECURITIES LIMITED	Rep	Advising on securities	2017-06-14	2022-12-21
	Rep	Asset management	2017-06-14	2022-12-21
GAM HONG KONG LIMITED	Rep	Advising on securities	2014-05-19	2017-03-08
	Rep	Asset management	2014-05-19	2017-03-08
Religare Capital Markets (Hong Kong) Limited	Rep	Dealing in securities	2012-07-10	2014-04-25
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2011-01-14	2012-04-19
	RO	Dealing in securities	2008-03-20	2011-01-14
	Rep	Dealing in securities	2004-03-05	2008-03-20