Personnel Hong Kong SFC License Details (ID 73557)

Personnel Hong Kong SFC License Details (ID 73557)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hillstone Capital Limited	RO	Advising on securities	2026-03-11	-
	RO	Asset management	2026-03-11	-
EURASIA INVESTMENT CAPITAL LIMITED	RO	Asset management	2024-10-09	2025-03-14
	Rep	Asset management	2024-09-27	2024-10-09
CMSC PARTNERS LIMITED	RO	Asset management	2021-06-21	2024-08-30
BRIGHTWAY ASSET MANAGEMENT LIMITED	RO	Asset management	2017-12-28	2021-02-28
Lighthorse Asset Management (HK) Limited	Rep	Advising on securities	2014-04-14	2017-03-22
	Rep	Asset management	2014-04-14	2017-03-22
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-07-29	2014-01-18
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-07-29	2014-01-18
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2012-03-30	2013-04-12
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2011-09-16	2013-04-12
CSOP Asset Management Limited	Rep	Advising on securities	2010-06-21	2011-07-29
	Rep	Asset management	2010-06-21	2011-07-29
PRIME CAPITAL MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2007-12-03	2010-06-01
	Rep	Asset management	2007-12-03	2010-06-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2005-05-13	2007-07-26