Personnel Hong Kong SFC License Details (ID 73566)

Personnel Hong Kong SFC License Details (ID 73566)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2026-03-23	-
	Rep	Dealing in securities	2026-03-23	-
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2024-09-30	2025-03-07
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2024-09-30	2025-03-07
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2024-03-27	2024-07-26
Minmetals Financial Services Limited	Rep	Advising on futures contracts	2018-12-11	2021-03-13
	Rep	Dealing in futures contracts	2018-12-11	2021-03-13
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2011-05-12	2017-05-31
MFG Limited (HK)	Rep	Dealing in futures contracts	2011-01-06	2011-02-21
	Rep	Dealing in securities	2011-01-06	2011-02-21