Personnel Hong Kong SFC License Details (ID 73568)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARK GROUP HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2026-01-22	-
	RO	Dealing in securities	2026-01-22	-
	Rep	Advising on securities	2025-10-28	2026-01-22
	Rep	Dealing in securities	2025-10-28	2026-01-22
Zircon Securities (HK) Limited	RO	Advising on securities	2025-05-07	2025-09-11
	RO	Dealing in securities	2025-05-07	2025-09-11
	RO	Advising on futures contracts	2024-07-09	2025-09-11
	RO	Dealing in futures contracts	2024-07-09	2025-09-11
	Rep	Advising on securities	2024-03-15	2025-05-07
	Rep	Dealing in securities	2024-03-15	2025-05-07
Changjiang Futures (HK) Limited	RO	Advising on futures contracts	2020-12-17	2022-01-11
	RO	Dealing in futures contracts	2020-12-17	2022-01-11
Changjiang Securities Brokerage (HK) Limited	RO	Advising on futures contracts	2020-12-17	2022-01-11
	RO	Dealing in futures contracts	2020-12-17	2022-01-11
Changjiang Futures (HK) Limited	Rep	Advising on futures contracts	2020-11-19	2020-12-17
	Rep	Dealing in futures contracts	2020-11-19	2020-12-17
Changjiang Securities Brokerage (HK) Limited	Rep	Advising on futures contracts	2020-11-19	2020-12-17
	Rep	Dealing in futures contracts	2020-11-19	2020-12-17
LONGRUN FINANCIAL GROUP LIMITED	RO	Advising on futures contracts	2019-08-21	2019-11-22
	RO	Dealing in futures contracts	2019-08-21	2019-11-22
	Rep	Dealing in futures contracts	2019-08-05	2019-08-21
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	RO	Dealing in futures contracts	2018-04-06	2019-02-28
CHINA CIFCO SECURITIES CO., LIMITED	Rep	Dealing in securities	2017-06-12	2019-02-28
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2010-10-11	2018-04-06