Personnel Hong Kong SFC License Details (ID 73570)

Personnel Hong Kong SFC License Details (ID 73570)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2018-05-28	2021-07-23
	Rep	Dealing in securities	2018-05-28	2021-07-23
SUN GROWTH SECURITIES LIMITED	Rep	Dealing in securities	2018-01-24	2018-04-19
SoFi Securities (Hong Kong) Limited	Rep	Advising on securities	2017-07-26	2017-12-08
	Rep	Dealing in securities	2017-07-26	2017-12-08
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-06-29	2017-07-13
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-06-29	2017-07-13
GigaMoney Limited	Rep	Dealing in securities	2015-04-23	2016-06-19
HONG KONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-04-23	2016-06-19
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-03-10	2015-04-13
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2013-11-05	2015-04-13
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-07-23	2013-08-01
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-07-23	2013-08-01
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2011-08-23	2011-09-30