Personnel Hong Kong SFC License Details (ID 73575)

Personnel Hong Kong SFC License Details (ID 73575)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-04-20	-
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-04-20	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2014-12-11	2015-04-01
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-12-11	2015-04-01
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2013-05-24	2014-12-05
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2013-05-24	2014-12-05
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2011-05-12	2013-05-07
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2010-03-02	2010-07-26