Personnel SFC Licences and HKMA Registrations (ID 73576)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AVENUE INVESTMENT MANAGEMENT LIMITED	RO	Asset management	2019-08-28	-
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	RO	Advising on securities	2010-10-20	2018-10-11
	RO	Asset management	2010-10-20	2018-10-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.