Personnel Hong Kong SFC License Details (ID 73582)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2022-03-16	-
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-07-16	2021-10-15
	Rep	Dealing in futures contracts	2019-07-16	2021-10-15
	Rep	Dealing in securities	2019-07-16	2021-10-15
	Rep	Advising on securities	2019-07-02	2021-10-15
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	Rep	Advising on securities	2011-08-08	2019-01-31
	Rep	Asset management	2011-08-08	2019-01-31