Personnel Hong Kong SFC License Details (ID 73588)

Personnel Hong Kong SFC License Details (ID 73588)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2023-09-25	2025-01-07
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	Rep	Advising on securities	2010-07-15	2016-01-23
	Rep	Asset management	2010-07-15	2016-01-23
CHINA EVERBRIGHT RESEARCH LIMITED	Rep	Advising on securities	2008-04-21	2010-07-01
FIRST SHANGHAI SECURITIES LIMITED	Rep	Advising on securities	2006-02-02	2008-03-31
CITIC FRONTIER CHINA RESEARCH LIMITED	Rep	Advising on securities	2004-07-06	2004-09-10